fca

Najlepsi brokerzy opcji binarnych 2020:
  • BINARIUM
    BINARIUM

    1 miejsce w rankingu! Najlepszy wybor dla poczatkujacego!
    Bezplatne konto szkoleniowe i demo!
    Bonus za rejestracje!

  • FINMAX
    FINMAX

    Uczciwy i niezawodny broker! Dobre recenzje!

Search the Financial Services Register

Contact us

Contact the FCA for firm or consumer queries and Register help.

Contact the PRA for prudential queries about banks, building societies, credit unions, insurance firms.

Type of business

Financial services firm – Firms must be authorised to provide regulated products and services, including banking, investments, insurance, mortgages and other financial products and services in the UK.

Individual – Individuals (and some firms) must be ‘approved’ to perform certain tasks in an authorised firm. We describe these as ‘approved persons’ and the tasks as ‘controlled functions’.

Payment services firm – Firms must be authorised or registered to provide payment services, including issuing credit cards and money transfer operations.

Consumer Credit Interim – A consumer credit firm that held an Office of Fair Trading licence and wanted to continue its consumer credit activities had to apply for interim permission. This will last until it has to apply for authorisation or a variation of permission.

EMoney – Firms must be authorised or registered to issue electronic money (e-money), which includes pre-paid cards such as travel money cards and some gift cards.

Unauthorised firm – Some firms provide products and services without the required authorisation, or is knowingly running a scam. We strongly suggest you avoid dealing with unauthorised firms.

Collective investment scheme – Some collective investment schemes (CIS) are regulated by us, including investment companies with variable capital (‘open ended investment companies’), some unit trusts, and recognised offshore schemes.

Najlepsi brokerzy opcji binarnych 2020:
  • BINARIUM
    BINARIUM

    1 miejsce w rankingu! Najlepszy wybor dla poczatkujacego!
    Bezplatne konto szkoleniowe i demo!
    Bonus za rejestracje!

  • FINMAX
    FINMAX

    Uczciwy i niezawodny broker! Dobre recenzje!

Exempt professional firm – Some firms (such as solicitors, accountants and chartered surveyors) can perform limited regulated financial activities as part of their normal professional services, without being authorised or an agent of an authorised firm.

Exchange – We recognise and supervise certain investment exchanges.

Not-for-profit body – Not-for-profit bodies may be covered by a group licence to provide financial services, debt management services and credit information services.

Exchange – DIE – This is an investment exchange which does not operate a regulated activity in the UK and is not a regulated market.

Exchange – RM – This is a multilateral system operated and/or managed by a market operator, which brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial instruments.

Clone – This is an unregulated firm that uses the details of a FCA regulated firm when offering products and services. This makes the unauthorised firm appear as if it is regulated.

EEA Branch -This is a firm that is primarily authorised and regulated by another regulator within the European Economic Area and has been registered so that it can operate within the UK under the permissions it holds. This firm would also have a branch in the UK.

Current status

Active Individual – An individual (and some firms) that can perform certain tasks in an authorised firm. We describe these individuals and firms as ‘approved persons’ and the tasks as ‘controlled functions’.

Appointed representative – A firm or individual that can act on behalf of another firm (its principal) that is authorised in the UK or regulated in another EEA country. The principal is responsible for the appointed representative’s activities.

Appointed representative – former – An appointed representative that can no longer provide regulated products and services, but previously could act on behalf of another firm (its principal).

Appointed representative – introducer – A firm that can introduce customers to another firm or members of the firm’s group, and/or give out certain kinds of marketing material. It must be a representative of a firm authorised by the FCA or PRA, or regulated in the EEA.

Approved – An individual (and some firms) that can perform certain tasks in an authorised firm. We describe these individuals and firms as ‘approved persons’ and the tasks as ‘controlled functions’.

Authorised firm – A firm that is given permission to provide regulated products and services.

Authorised firm – applied to cancel – A firm that has applied to cancel its authorisation but must still meet our standards in dealing with its customers.

Authorised firm – in administration – A firm that has stopped taking on new business but is still authorised and has to continue to meet our standards in dealing with its customers.

Authorised firm – in liquidation – A firm that has stopped taking on new business but is still authorised and has to continue to meet our standards in dealing with its customers.

Authorised firm – suspended – A firm that has to stop providing regulated products and services for a period of time.

Authorised electronic money institution – A firm that we have given permission to issue electronic money (e-money) and provide payment services.

Authorised payment institution – A firm that we have given permission to provide payment services.

EEA authorised firm – A firm regulated in another European Economic Area a (EEA) country that can offer certain products or services in the UK. The firm must meet minimum standards agreed across all EEA countries.

Electronic money agent – A firm that can issue electronic money (e-money) and provide payment services on behalf of an e-money institution.

Inactive individual – An individual (and some firms) that was previously approved to perform certain tasks in a regulated firm. These individuals and firms would have been described as ‘approved persons’ and the tasks as ‘controlled functions’.

No longer authorised firm – A firm that can no longer provide regulated products and services, but previously was authorised by the PRA and/or FCA.

Payment services agent – A firm that can provide payment services on behalf of a payment institution.

Small electronic money institution – A firm that can issue electronic money (e-money) and provide payment services. These firms are ‘registered’ (rather than ‘authorised’), which affects how we regulate the firm.

Small payment institution – A firm that can provide payment services. These firms are ‘registered’ (rather than ‘authorised’), which affects how we regulate the firm.

Unauthorised firm – Some firms provide products and services without the required authorisation, or is knowingly running a scam. We strongly suggest you avoid dealing with unauthorised firms.

No longer Authorised – This is a firm that can no longer provide regulated products and services, but was previously authorised by the PRA and/or FCA.

Cancelled – The firm has cancelled its interim permission to undertake consumer credit business.

Previously IP Registered – This firm previously had interim permission to perform certain consumer credit activities for the period indicated in this record. It has since applied for and been authorised to carry out credit activities in its main permission, replacing the interim permission. You should refer to the authorisation record for this firm for the permissions since the interim permission ended.

Fully Authorised apart from 2nd charge – This firm is authorised to run consumer credit business. You should refer to the authorisation information for this firm rather than its interim permission, except for its second charge mortgage business which still comes under its interim permission.

Interim Permission Granted – The firm has interim permission to undertake consumer credit business.

IP issued – The firm has interim permission to undertake consumer credit business.

IP provisionally issued – The firm has interim permission to undertake consumer credit business.

IVOP issued – This firm has interim permission to run consumer credit business and was already authorised to provide financial products and services.

IVOP provisionally granted – The firm has interim permission to undertake consumer credit business and was already authorised to provide financial products and services.

Lapsed – The firm no longer has interim permission to undertake consumer credit business.

Revoked – This firm has had its interim permission to run consumer credit business withdrawn. See the disciplinary and regulatory action section for more information.

Suspended – This firm has had its interim permission to undertake consumer credit business suspended by the FCA and/or PRA. See the Disciplinary and regulatory action about the firm for further information.

Type of business

Financial services firm – Firms must be authorised to provide regulated products and services, including banking, investments, insurance, mortgages and other financial products and services in the UK.

Individual – Individuals (and some firms) must be ‘approved’ to perform certain tasks in an authorised firm. We describe these as ‘approved persons’ and the tasks as ‘controlled functions’.

Collective investment scheme – Some collective investment schemes (CIS) are regulated by us, including investment companies with variable capital (‘open ended investment companies’), some unit trusts, and recognised offshore schemes.

Current status

Authorised firm – A firm that is given permission to provide regulated products and services.

Unauthorised firm – Some firms provide products and services without the required authorisation, or is knowingly running a scam. We strongly suggest you avoid dealing with unauthorised firms.

Active Individual – An individual (and some firms) that can perform certain tasks in an authorised firm. We describe these individuals and firms as ‘approved persons’ and the tasks as ‘controlled functions’.

Authorised CIS – This is a fund set up in the UK that is available for investment.

Recognised CIS – This is a fund set up in another country that can be marketed to investors in the UK and is available for investment.

De-recognised CIS – This is a fund set up in another country that can no longer be marketed to investors in the UK.

Financial Services Register

The Financial Services Register is a public record of firms, individuals and other bodies that are, or have been, regulated by the PRA and/or FCA.

Getting the most from the Register

You can search the Register for information on a firm, individual or financial services product by entering its name, reference number (FRN) or postcode. You can also search for certain investment exchanges.

The Register shows whether a firm you are using, or plan to use, is authorised or registered by the Prudential Regulation Authority (PRA) and/or the FCA, or is exempt. You can also find out if a consumer credit firm has interim permission.

Other information you can see includes:

  • the main contact details, trading names, permissions and other basic information
  • the ‘status’ of a firm or individual, such as whether they are authorised or approved
  • the regulated activities the firm can provide and its ‚permissions’ for those activities

Under the Senior Managers and Certification Regime (SM&CR), it is now the responsibility of senior managers in most authorised firms to assess the fitness and propriety of their staff. While most authorised firms certify their staff, some individuals on the Register will have a status of ‘regulatory approval no longer required’. You can check their status with the firm they are currently working with or get in contact with the relevant accredited body.

For more information visit the Financial Services Register.

Firms can find out more about the addition of certified and approved persons data on the Register on our Directory of Certified and Assessed Persons page.

Unauthorised firms

Firms that we have been told are providing regulated products or services without the correct authorisation – or are deliberately running scams – are now included in the Register with prominent warnings.

Other information on unauthorised firms includes the different details they give out and whether they are falsely claiming to be from a genuine, authorised firm.

If you deal with a firm (or individual) that is not regulated you may not be covered by the Financial Ombudsman Service or FSCS.

Obtaining data extracts

If you would like to use data from the Register, you can either buy a regular subscription, or a one-off data ‚cut’. We offer the data in either CD or web-based formats.

FS Register APIs

To access the FS Register APIs, users can sign-up to the FS Register API Developer Portal by clicking this link.

The FS Register API Developer Portal enables users to generate a unique key to access the FS Register APIs, as well as providing users with self-help support materials.

Supported internet browsers

To access the Financial Services Register from March 2020 you will need a current or recent version of browsers such as:

Further information

The regulatory jurisdiction for the Financial Services Register comes under the Financial Services & Markets Act 2000 (FSMA), Payment Services Regulations 2009, Electronic Money Regulations 2020 and Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2020.

If you have any problems or questions about using the Register you should contact us. Industry users can also email the Register team.

INCOTERMS 2020 – FCA: условия поставки и распределение обязанностей между продавцом и покупателем

При поступлении коммерческого предложения, в котором указаны условия поставки FCA ИНКОТЕРМС либо EXW, многие предприниматели напрягаются. Конечно, доставка на склад покупателя — менее хлопотное дело.

Но большинство иностранных фирм вкладывает в стоимость продукции с условием поставки DDP такие суммы, что проще обратиться к другим категориям ИНКОТЕРМС 2020. Тем более, что некоторые заводы-производители не хотят возиться с доставкой на склад покупателя. А отказываться от их выгодных предложений — не самое лучшее решение.

Что представляет собой базис поставки FCA по ИНКОТЕРМС 2020

Это один из базисов ИНКОТЕРМС, который однозначно трактуется в сфере торговых отношений. Сам ИНКОТЕРМС представляет собой не торговую организацию, а международный свод финансовых правил перевозки грузов, которые касаются условий поставки, в частности.

Изредка можно встретить устаревшее название для FCA — это FRC. Использование этой аббревиатуры для современного ИНКОТЕРМС 2020 неприемлемо и может применяться только для внутренней переписки. Но не для официальной документации.

Термин FCA относится к категории «F», когда основные затраты на перевозку можно считать неоплаченными. При этом условии поставки продавец оплачивает пошлины на экспорт и обеспечивает доставку груза до места передачи основному перевозчику. А уже его услуги должен оплатить покупатель.

FCA иногда называют франко-перевозчиком или Free Carrier. К диктатору Франко этот термин не имеет отношения. В ИНКОТЕРМС «франко» — это место, в котором ответственность за груз переходит под эгиду покупателя. Место смены ответственности играет решающую роль при поставке по условиям термина CPT.

То есть, при DDP франко — это склад покупателя. А при FCA — место передачи перевозчику на внутреннем пункте отгрузки — у терминала основной отправки груза, что соответствует категории «F».

При поставках FCA возможна мультимодальная перевозка грузов — по смешанному типу с применением нескольких разновидностей транспортных средств.

Возникла проблема? Позвоните нашему специалисту по таможенным вопросам:

Мера ответственности продавца и покупателя

При передаче перевозчику груза на складах, принадлежащих продавцу, ответственность за погрузку лежит на продающей стороне. Если же франко-местом выступает иной объект, то погрузка входит в сферу обязанностей покупателя.

Продавец, до передачи перевозчику, обязан оплатить экспортные пошлины. А ввоз и импортная составляющая растаможки лежит полностью на покупателе.

После прохождения таможенного режима экспорта груз может передаваться принимающей стороне в месте, которое было оговорено в договоре. Это место должно быть самым подробным образом описано и задокументировано, чтобы франко-место было четко определено и не было дополнительных разбирательств и препирательств по поводу FCA.

До передачи перевозчику все риски в полной мере лежат на поставщике. После документированной передачи любое повреждение груза или его утери касается только принимающей стороны и её договорных обязательств с транспортной компанией.

Подробнее об обязательствах, распределении зоны ответственности и расходов по условиям термина FCA вы можете прочесть в другой статье нашего сайта.

Когда поставка FCA считается выполненной?

Поставку можно считать выполненной, когда груз очищен от экспортных госпошлин и передан перевозчику или доверенному лицу покупателя в месте, которое было обозначено в договоре. После этого риски полностью ложатся на принимающую сторону.

Для правильного и своевременного оформления груза покупатель должен предоставить информацию о транспортном средстве и о перевозчике, чтобы экспортные таможенные документы были заполнены правильно.

Перевозчиком может считаться:

  • транспортная компания;
  • экспедиторская служба;
  • терминал (порт, грузовой двор ж/д станции, причал и т.д);
  • доверенное лицо на выбор покупателя.

Условия FCA — конкретизация погрузки/разгрузки

Для того, чтобы должным образом конкретизировать условие поставки, используют ряд терминов.

Если груз имеет объем, который кратен нескольким или одной товарной единице, то используют такие термины:

  • FIB — для баржи, то есть free into barge;
  • FIW — для железнодорожного вагона — free in wagon;
  • FOT — для автомобильного транспорта — free on truck и другие.

Если необходима консолидация груза, когда его недостаточно для заполнения одной или нескольких транспортных единиц, то используются следующие термины:

  • FT — для терминала — free terminal;
  • FOR — для железнодорожной станции — free on rail;
  • FFB — для причала парома — free ferry berth и другие.

Отдельные нюансы поставки FCA

Для того, чтобы поставка была выполнена по всем правилам и с соблюдением всех норм, необходимо учесть несколько нюансов.

  1. Правильное, подробнейшее прописывание в договорных обязательствах места передачи груза.
  2. Предоставление подробной информации перевозчику по поводу условий перевозки товара. Если груз считается опасным, то транспортная компания должна иметь разрешение на доставку таких материалов.
  3. Для случаев выполнения долгосрочных обязательств продавец и покупатель должны тщательно согласовывать объемы отгрузки, типы необходимых транспортных средств и готовность к погрузке каждой из частей товара.
  4. Подача транспортного средства должна быть согласована вплоть до часа или даже желательно минуты погрузки.

Плюсом условий поставки FCA является то, что покупатель может абсолютно самостоятельно выбрать транспортную компанию. Это позволяет сэкономить и проконтролировать подробно расходы на доставку.

Среди минусов — необходимость оплаты пошлин импорта и оформление ввоза груза, но эту часть работы можно поручить таможенному брокеру. Требуется заключение подробного договора с перевозчиком для того, чтобы свести к минимуму возможные риски.

Если транспортная доставка была рассчитана неправильно, то можно понести убытки. Поэтому нужно применение не только знаний внешнеэкономической деятельности, но и логистики.

Дополнительные сведения по теме вы найдёте в рубрике «ИНКОТЕРМС 2020».

Najlepsi brokerzy opcji binarnych 2020:
  • BINARIUM
    BINARIUM

    1 miejsce w rankingu! Najlepszy wybor dla poczatkujacego!
    Bezplatne konto szkoleniowe i demo!
    Bonus za rejestracje!

  • FINMAX
    FINMAX

    Uczciwy i niezawodny broker! Dobre recenzje!

Like this post? Please share to your friends:
Opcje binarne dla początkujących

;-) :| :x :twisted: :smile: :shock: :sad: :roll: :razz: :oops: :o :mrgreen: :lol: :idea: :grin: :evil: :cry: :cool: :arrow: :???: :?: :!: